THE
ICON AND THE INDEX:
MODES OF INVOKING THE BODY'S PRESENCE
David
Clarke
Western painting
from the time of the Renaissance until the arrival of modernism
can be broadly characterized as being concerned with making the
represented space and its occupants as immediately present to the
spectator as possible, with dissolving the painted surface and opening
up an illusion of a three- dimensional world as if it existed before
the viewing eye. To achieve this abolition of spatial and temporal
distance - to eliminate from awareness the gap between the moment
of origin and that of reception - anything which draws attention
to the body of the spectator, the space of viewing, and the time
of viewing, must be removed. The spectator, that is, must be constructed
as a disembodied eye able to apprehend the whole image as if instantaneously.
Awareness of
the body of the artist and the time and space of making must similarly
be erased for mimetic art to perform its conjuring trick of presentness
- like the spectator, the painter must also be reduced to an eye,
and the act of painting construed as if taking place outside duration.
In terms of the actual practice of painting this means an emphasis
on what Norman Bryson, elaborating a view of Western painting similar
to (and influential on) the one I am outlining here talks of as
`erasive` brushwork. [1] Such brushwork does not draw attention
to the painted surface or offer the possibility of being read as
a trace of the artist. It is brushwork attempting to serve only
an iconic function, and desiring to avoid carrying any indexical
baggage along with it. A trace of the movement of an artist's hand
across the canvas is liable to bring awareness of the artist as
an embodied being, of the process (the duration) of painting and
of the space of the work's making (that is, the space in front of
the canvas rather than the space `within` it).
My attempt to
characterize several centuries of Western art as sharing this common
mimetic orientation obviously requires a great deal of qualification
before it can be matched against specific historical instances,
and it is also necessary to admit the existence of a great number
of exceptions to the dominant pattern. Nevertheless, I think I can
indicate a vantage point from which this level of abstract generalization
can be seen as a helpful characterization by pointing to the difference
between Western mimetic art and Chinese literati painting and calligraphy.
In both these latter art forms brushwork which is visible as brushwork
is the norm, and an elaborate aesthetic context exists in which
those indexical marks are the subject of interpretation. One can
also find a deliberate exploitation of the index within Western
art by turning to a consideration of the modern period. The foregrounded,
visible brushwork of much modernist painting may be taken as a deliberate
attempt to produce an undermining of the mimetic system, to expose
the falsity of its claims to be able to make the world present.
The function of the indexical here is that of the trickster, undermining
iconic strategies.
Elsewhere I
have already considered in more detail the role of the index in
both modern Western art and Chinese painting and calligraphy, but
my concern here is to examine the role of the indexical sign in
premodern Western art. I wish to consider, however, cases where
it can be said to be supportive of iconic signification, rather
than its enemy. That such cases exist might seem to count against
the argument which I have just been sketching, but this is not in
fact so. In modern Western painting the new emphasis on indexical
reference did undermine the mimetic system because visible brush
traces were signs of the body of the artist. The category of indexical
signs I am considering here are those which signify the represented
body. Such signs, I will argue, function to shore up, to reinforce,
the sometimes fragile power of mimetic art, helping it to perform
more convincingly its task of making the represented body as immediately
present as possible.
In early Christian
culture, which I would like to consider at some length, one could
argue for a stronger version of the proposition I have just been
outlining. Here the importance of the index is arguably even more
evident than at later times, and it is the iconic which takes the
supplementary role to begin with. The indexical precedes the iconic,
clearing a space in which it can appear and grow in importance over
time until it overshadows the index, relegating it to the supporting
position.
The context
within which the indexical has this early importance is the cult
of relics. Representational art did not play a significant ritual
function in Christianity from the very beginning, [2] but when it
came to do so it achieved its position by taking on some of the
functions which relics had performed in earlier years. Ernst Kitzinger,
speaking of Greek Christianity and dating the beginning of the shift
of emphasis from relics to images to the late sixth and seventh
centuries, writes that `the forms which the cult of icons took are
strikingly similar to those one encounters in the cult of relics`.[3]
In particular he mentions the belief in magical power, so important
in the early cult of images, as something that had been associated
with the cult of relics all along. In the Western church, where
relics played a central role until much later, [4] we see a consequent
delay in the development of representational art as a resource for
Christianity - even if the possibilities of the iconic are perhaps
more fully developed there eventually.
In distinguishing
between relics and art as resources used by Christianity I do not
mean to claim that relics are indexical signs and that images are
iconic signs. The index and the icon are modes of signification
rather than categories of objects, and indeed no one type of sign
(whether icon, index or symbol, to use the terminology of Charles
Sanders Peirce) is ever found in pristine isolation. [5] What I
am attempting to claim, however, is that iconicity is the dominant
mode in the case of images, whereas indexicality is privileged in
the case of relics. This is so because it is by means of its indexical
quality, its contiguity with or status as a trace of the saint,
that the relic functions to make present that holy figure to the
faithful.
One could attempt
to classify relics in terms of their apparent [6] indexical proximity
to what they represent. At one end of the scale might come something
that had been in contact with a saint's relic - a relic of a relic,
as it were. A greater degree of closeness might be afforded by something
which had been in contact with the living body of the saint (such
as an item of clothing), and perhaps something which bore visible
traces of that living body would have a higher value again - since
it would have inscribed upon it its status as an index. Beyond this
might be the category of objects which are products of the body
(such as hair, milk, or tears) followed by fragments of the body
itself, a category extending up to include the `whole` body of the
saint. [7]
Whatever the
degree of metonymic distance involved, all relics function to evoke
the presence of the holy figure they refer to. For this to occur
their status as signs must be denied - rather than being a reminder
of a saint, a reference to him, his bones are to be taken as the
saint himself. Gregory of Nyasa, for instance, approaches this identification
in his remarks on the adoration of relics: `those who behold them
embrace, as it were, the living body itself in its full flower,
they bring eye, mouth, ear, all their senses into play, and then,
shedding tears of reverence and passion, they address to the martyr
their prayer of intercession as though he were hale and present`.
[8]
Not only does
the saint appear so present in the relic that one can talk to him,
but communication is felt to occur in the other direction too. The
abolition of spatial and temporal distance is so great that the
saint`s relics can perform miracles, can act on their present day
surroundings. Indeed, the ability of relics to display miraculous
powers would have been taken as the strongest and perhaps only necessary
proof of their authenticity. Saint Helena was able to tell Christ's
cross apart from its two companions because it performed a miracle.
Through their
production of a sense of holy presence relics helped sustain the
structures of Christian ideology - their (literally) tangible quality
would have provided a point of contact with a system of beliefs
whose credibility might otherwise have been eroded by an abstractness.
An analysis of the function of relics does not end, however, with
discussion of the role they played in inculcating religious beliefs.
The power relics were felt to have led to their being involved more
broadly in the field of social activity. According to Patrick Geary`s
Furta Sacra, for instance, the prominence of relics during the period
between 800 and 1100 was largely due to conscious Carolingian policy.
Promotion of relic use can be seen in the reenactment (801 and 813)
of the canon of the Council of Carthage requiring that all altars
lacking relics should be destroyed. Charles the Great (who had a
compartment for the insertion of relics in his emperor's throne)
made the practice of swearing oaths on relics the norm, extending
their status in the legal sphere as well. [9]
Because of the
power which was felt to reside in relics many rulers utilized them
in order to bolster their own political stature. The possession
of the remains of St. Peter, for instance, helped provide a basis
for the authority of the popes, and newly consecrated bishops would
(till 1078) take oaths of allegiance to the papacy on his body.
It was not, of course, a case of people merely exploiting the relics
that happened to be in their possession: many rulers went to great
trouble in actively accumulating relics on account of the prestige
they bestowed. Louis IX of France, who acquired the crown of thorns
in 1238 from King Baldwin II (the Latin king of Jerusalem), and
Frederick the Wise, Elector of Saxony, who had by 1520 accumulated
19,013 relics, are but two examples of this tendency. The latter`s
enormous collection would have entitled him to a reduction on time
spent in purgatory of 1,902,202 years and 270 days, on account of
the indulgences given by the papacy to those who offered reverence
to relics. [10]
Not all the
impetus for the cult of relics came from above. Religious communities
were also active in acquiring them, as Geary has demonstrated in
his study of medieval relic theft. Despite attempts to control the
movement of saints` remains [11], `translations` were widespread,
and would often be justified as obedience to the will of the saint
involved, who might perhaps have expressed the desire to have his
body moved in a dream. Possession of a relic would provide a monastic
community with some degree of autonomy from secular power in a time
of political turmoil, since they could respond to pressure by `humiliating`
relics - subjecting them to symbolic indignities - and thereby bring
public opinion to their defense. Relics could also provide direct
economic benefits to a community because of the pilgrims they would
draw. The relics of St. Thomas Becket at Canterbury Cathedral offer
a particularly good illustration of this: the various shrines to
that saint drew in a revenue of one thousand and seventy-one pounds
in 1120.[12]
Because of the
central importance of relics in medieval life - the many functions
they served - demand for them was great. One way in which this demand
was met was through the `discovery` of new relics, but clearly such
a method is not altogether satisfactory. The manufacturers involved
would need to exercise extreme caution in order to avoid being discovered,
would have to have their stories well prepared in advance. In this
respect one could perhaps talk of a natural advantage of images
over relics (should the former be able to take the latter`s place)
since they could be openly (and therefore more easily) produced.
Another means
to meet the need for relics was to divide up existing ones, but
this too had something less than satisfactory about it. Despite
the claim of Theodoret that `when the body is divided... the grace
remains undivided` [13] one cannot help but feel that a small piece
of bone is somehow less valuable than a whole saint's body, and
not just for simple quantitative reasons. The whole body is more
acceptable because the indexical link to the saint it shares with
the smaller fragment is supplemented by a greater degree of iconic
resemblance. Even in the case of relics, which I have categorized
as operating primarily through indexical reference, an iconic dimension
is already present on occasions. But to the extent that a relic
is divided up into fragments this iconicity is destroyed. Here again
images have an advantage over relics in that many images of the
same subject can be made without a diminishing level of iconicity
being experienced. If a relic is multiplied without the process
of fragmentation which injures iconicity then it becomes prey to
the kind of ridicule John Calvin directed when he noted that St.
Giles had a body in Toulouse as well as in the town bearing his
name in Languedoc.
A further method
of increasing the number of relics which has the advantage of not
requiring their fragmentation is the production of what I referred
to earlier as a `relic of a relic` when discussing the differing
degrees of indexical proximity relics can have to their referent.
Such a secondary relic would commonly take the form of oil or of
a cloth, one condition being that it should be easily portable.
An example of the creation of a relic of this kind can be found
in a sixth century account telling how to visit the alleged tomb
of St. Peter in Rome. The supplicant is encouraged to open the barriers
around the saint's tomb, and then a little window which they should
lean through to ask for what they needed. The instructions to the
pilgrim then state that `if he would like to have a holy relic,
he should leave a small cloth there`. Following this, he is required
to pray, fast and wait, `and then - by an amazing wonder the cloth
which he draws up from the tomb will be rich with divine power`.
[14] Biblical authority could be invoked to support a practice of
this kind: Luke 8.44 reports the healing of a woman (the `Hemorrhissa`)
who had touched the hem of Christ's garment, whilst Acts 19.12 tells
that `handkerchiefs and aprons` were taken to the sick from St.
Paul's (living) body `and the diseases departed from them, and the
evil spirits went out of them`.
When images
first start to be used in Christian ritual they appear to fill a
role analogous to that of secondary relics: they enable the buoyant
demand for portable objects imbued with a sense of holy presence
to be fulfilled. It is important to note, furthermore, that they
seem able to evoke that sense of presence primarily because of their
(claimed) indexical link to the holy body - that is, in the same
way as the relics. In early accounts of images in the Christian
tradition that indexical link tends to be stressed as the important
factor, over and above the links to their referent via iconic means.
By way of an
introductory example we can consider a case which straddles the
borderline between the categories of relic and image. Antoninus
of Piacenza mentions in the description of his journey to the holy
land an impression of Christ's chest and hands miraculously left
on the stone column of the flagellation. [15] What seems to be indicated
here is something less than a complete image [16], rather we are
being told of a particularly special kind of relic. Many objects
associated with the passion of Christ have been treated as relics,
amongst them the tail of the ass he rode into Jerusalem (Genoa),
[17] its skeleton (Vicenza) [18], the porphyry slab on which the
soldiers guarding him played dice (St. John Lateran), the table
on which the last supper was celebrated, and twenty-eight marble
steps from Pilate`s palace in Jerusalem (the `Sancta Scala`). Clearly
the column of the flagellation would, of itself, have as much right
as those steps (for instance) to be considered as a relic since
Christ's body had been in contact with both - the impressions upon
it merely serve to underline the indexical link which is already
there, to strengthen the sense of contiguity. The relic is further
strengthened in that the traces on the column seem to have had an
iconic quality, putting it in an even more select group. To this
type of relic - namely those wherein an iconic image is produced
as an intrinsic effect of the creation of the indexical trace -
would belong such examples as the footprint of Mohammed to be seen
in the Dome of the Rock in Jerusalem. This latter would share with
the marked column another special distinguishing feature: both are
indices which claim to have been miraculously created (since they
are made in material too resistant to have taken an impression through
normally explicable means). The significance of the supernatural
index is not only that it testifies to the power of its maker, but
that it makes him the conscious active author of the trace.
In other cases
the existence of an image is more clearly indicated than in the
example I have discussed, but nevertheless the indexical means by
which those images came into being is stressed in the accounts,
is treated as more central to their value than is their iconicity.
This is true, for instance, of the mandylion of Edessa. Although
accounts of this image vary in detail, it was said to have been
produced by Christ wiping his face on a linen cloth (possibly his
own garment, in which case the indexical linkage is further strengthened).
This miraculously impressed image was taken to Edessa by Thaddeus
where it cured the illness of King Agbar, in accordance with a promise
made earlier by Christ in a letter written to the ruler. [19] The
mandylion continued to manifest its miracle-working power, acting
(according to Evagrius) as a relic might to defend Edessa when it
was besieged by the Persians in the sixth century. [20] In the tenth
century, because of its fame, it was moved to Constantinople, becoming
an imperial possession.
Further examples
of images being produced by this technique of (miraculous) imprinting
from the living holy body are available. A very similar story to
that of the mandylion is told by the pilgrim Antoine de Plaisance,
who claims to have seen at Memphis (c570) a holy face miraculously
imprinted on a cloth which Christ had used to wash his face. [21]
This image displayed its supernatural nature by changing its appearance
in front of the spectator's eyes (as the mandylion was also said
to do) [22]. Cloth again provides the support for the image in the
case of Veronica's veil, a sudarium which became imprinted with
Christ's features when she offered it to him to wipe his face on
the way to Golgotha. The active authorship of the image by its subject
and the direct physical connection with his body are both implied
in this verbal picture of a sweat-cloth onto which has been exuded
an image. [23]
The idea of
a likeness actually made from bodily fluids is also present in another
image of Christ on cloth, the very famous Turin Shroud, since certain
marks on the image are commonly interpreted as blood stains. Indexical
linkage is surely at an even higher level when an image can claim,
as in this case, to be made of the represented body and not just
by it. The idea of a relic or image as an attempt to make present
that which is absent has a particular twist to it in the case of
this supposed burial shroud, since the very absence of Christ's
body from the sepulchre is so central a part of the biblical narrative
at the point where this linen appears in it, as the marker of the
spot the body is absent from.
The repeated
involvement of cloth as a medium in the cases I have just been considering
makes these objects directly analogous to the brandea, the cloths
used to transmit power from the relics with which they have come
in contact (and which I have already discussed). They differ only
in that their (supposed) contact is with the living body rather
than the remains of a holy figure, and in that their indexicality
is supplemented by their iconicity. One should not overstate, however,
the extent to which the iconic has grown in importance here. As
the eye-witness accounts of the Turin shroud and Veronica's veil
(the two examples which exist today in a more than purely textual
form) reveal, the image in neither is particularly easy to see.
Rather it is a matter of interpreting and extrapolating from the
indexical traces, of seeing the image in those traces. Indeed, had
the degree of iconicity been too high in either of these cases it
would have had the effect of undermining belief in the (more important)
indexical link.
The image of
Camuliana, [24] found in Cappadocia but brought in 574 to Constantinople,
differs from the images I have already discussed in that it was
not created by (a supposed) direct impression of the represented
body. The indexical connection to (indeed `authorship` by) the referent
are still present however since a miraculous celestial origin is
claimed for it. According to a Syriac chronicle of 567 it was found
by a woman who had desired to see Christ face to face, in a water
basin in her garden. Although there are other images which appear
in an analogous manner [25] it seems that this more ineffable kind
of origin was perhaps less convincing. This may be conjectured since
in a later version of the story Christ appears in person and presses
his face against the cloth, and even in the earlier version the
celestially produced image itself produces a mechanical copy on
the cloth used by its finder to wrap it. [26]
A further category
of sacred image, neither celestially produced nor the result of
a miraculous printmaking, is represented by the painting of the
Virgin and child by St. Luke. That image does not share a property
of all the images so far discussed, namely of having been produced
by the individual whose body it represents. Nevertheless, it is
made by the hand of someone who himself has a holy status, and so
retains a degree of indexical proximity to the sacred. Less exalted
authorship is present in the case of an image of St. Theodore of
Sykeon made surreptitiously by a painter observing him through a
small opening in a wall, [27] but the image's having been made in
the era of the holy figure does endow it with a degree of connectedness
to its subject. [28] That connectedness is enhanced through its
having been blessed by the saint after its completion, a form of
relation which is also claimed in the case of St. Luke's image of
the Virgin. [29]
With discussion
of the image of St. Theodore we have begun to enter the realm of
images which are openly admitted to have been made by human hands,
but even here the theme of indexicality continues, being displayed
in differing ways. In the case of the Santissimo Bambino d`Arcoeli
in Rome, for example, we have an image which claims to be made of
olive wood taken from the Garden of Gethsemane. [30] Indexical contact
with the holy is maintained here by the material of the sculpture,
the wood being a kind of secondary relic of Christ which has been
transformed into an image of him. A further way in which an indexical
link is maintained can be seen in the instance of a mosaic of the
Virgin being constructed in the Church of the Latomos at Thessaloniki,
which supposedly changed miraculously overnight into an image of
the young Christ. This story of (as it were) joint divine and human
authorship of an image seems almost to have as its subtext a comment
on the insufficiency of purely human image production. [31] That
same insufficiency is also demonstrated in an account in the Coptic
Encomium of St. Menas of a painted image of the saint on a wooden
tablet which had to be brought into contact with the saint's remains
in order that the saint's `blessing and power` could enter it. [32]
Here there is almost a mimicry of, a going through the motions of,
the mechanical process of imprinting even though the saint's image
is already on the panel. This narrative explicitly constructs the
image as a second-best substitute for the relic, as something made
by a Phrygian military commander only because the saint's remains
(taken with him on an expedition to Libya as a palladium) [33] refused
to move any further. The portability of an image, analogous to that
of the brandeum, is clearly one of its advantages - this quality
enables it to abolish spatial barriers to the saint's presence.
Although I have
had occasion to discuss images of St. Theodore and St. Menas, the
great majority of the images referred to so far have been representations
of Christ or the Virgin. A factor here is the relative absence of
primary relics associated with Christ and the Virgin due to their
bodily assumption to heaven. Only more indexically distant secondary
relics such as the cross (or the tail of the ass and other such
items mentioned earlier) have tended to be available in respect
of these figures, making them less tangible in relic terms than
the saints. [34] Where bodily relics have appeared (as in the case
of the Virgin's milk or Christ's milk teeth) their status has been
problematic. It was not only Calvin who attacked such relics, even
the Catholic Church has been embarrassed by a cult of the holy prepuce
in Calcata, north of Rome. Consequently, given the central importance
of Christ and the Virgin to church doctrine it is natural that once
images become established as an acceptable alternative means to
relics of evoking the presence of the holy that these two figures
should tend to predominate. To represent a saint when you could
represent Christ would be to introduce an unnecessary distance from
the sacred, would be to sacrifice one of the advantages that images
had over relics. Of course, the very focus of images on the figures
of Christ and the Virgin itself reinforced their central importance.
[35]
As the history
of the man-made image continues, the insufficiency of iconic reference
to the holy ceases to be so strongly felt. As the conventions of
iconic reference become more familiar, more strongly grounded, the
need for support from an indexical link to the same referent becomes
less necessary. A sense of presence is evoked primarily by means
of the seductive rhetoric of the iconic itself. As Kitzinger notes,
[36] most of the early references to adoration or other ceremonial
use of images involve an image of miraculous origin, but as image
use becomes established this is less necessarily the case. I will
have something to say in due course about later images of the Christian
tradition, and will argue that indexical support for iconic reference
does not altogether disappear, but I would like to consider here
one particular subgenre of (undisguisedly) man- made images which,
although employing iconic rather than indexical means primarily,
still refers back to the cult of magically produced images.
This particular
category, which in its earliest manifestations is a further part
of the story of transition from relics to images, is that of images
which depict miraculously produced images. The many replicas of
the mandylion which were to be found in Byzantine churches [37]
are images of this kind, offering no claim of indexical proximity
to their referent, but depicting images which do have such a claim.
The mandylion
is not alone amongst the miraculously produced images already mentioned
in being subject to such a secondary elaboration. The fame of the
veil of Veronica is magnified by the many sculpted and painted representations
that have appeared depicting it, and the Turin shroud (to take a
more modern example) is known largely through the photos that have
been made of it. [38] What is lost in terms of indexical proximity
is to be balanced in these cases not only by the opportunities for
multiplication, but by the opportunities for greater legibility.
The technical possibilities of photography enabled the image on
the Turin shroud to be brought into focus - the body it claimed
to be a negative imprint of becomes (positively) visible in a photographic
negative. The representation uses its iconic resources to improve
upon the original, to specify what to see in it. [39] It exerts
a power over that which it is apparently a servant to. In El Greco`s
St. Veronica (Munich, Alte Pinkothek), for instance, the face of
Christ has a degree of iconic detail which would, if found in the
original, have undermined its claims to indexical authenticity.
[40]
El Greco`s painting
seems to demonstrate the growing hegemony of the iconic over the
indexical, the shift of power between them which has occurred. Another
example, however, can be used to underline that indexicality does
not disappear from Christian art altogether - even when art has
attained a high degree of mimetic power it still has moments of
doubt concerning its ability to make present the sacred. Guercino`s
St. Luke Displaying a Painting of the Virgin seems to offer (as
Arthur Danto suggests) [41] a fairly self-conscious meditation on
the difference between the developed mimetic idiom it is employing
and the simpler, more archaic style of the image by St. Luke that
it depicts. The holy image in this case is itself a painting (as
opposed to a trace as in the case of the mandylion or Veronica's
Veil) and so this juxtaposition, this doubleness is possible - indeed
inevitable: the indexical is not subsumed in, consumed by, the iconic.
Guercino, in
Danto`s reading, is not simply displaying the power of his own developed
iconic language over that of the archaic painting contained within
it. Rather, he is pointing out that despite its more developed mimetic
ability, his image is unable to offer the same closeness to its
subject that St. Luke's is - a closeness which is demonstrated by
the adoring attitude of the angel within the painting towards the
subject of St. Luke's. The more the image displays its ability to
abolish temporal distance, to make us present at the scene of St.
Luke's studio, the more it marks out its difference from the archaic
but indexically connected painting it contains - an image more concerned
with its relationship to its subject than its relationship to the
beholder (who is so directly addressed by the figure of St. Luke
in Guercino`s image). It is as if Guercino is saying that the closest
he can get to the holy body is to make a representation of a representation
of it.
An earlier painting
of the St. Luke painting which experiences none of the complications
found here is the Altdorfer Schone Maria of Regensburg (c1519-22).
[42] Rather than representing St. Luke in the act of painting this
is simply a version (via an intermediary version) of the S. Maria
Maggiore `original` itself. Altdorfer`s image in turn came to be
regarded as capable of working miracles, its power perhaps being
enhanced (indexically) by its placement on the site of an earlier
miracle of the virgin. [43]
Persistence
of the importance of the indexical in the face of the growing power
of (iconic) images, a theme I have been alluding to here, can be
demonstrated in a further way. Even when no miraculous origin is
claimed for a miracle-working image, direct contact with it, or
contact via an intermediary object, will characteristically be required
for its power to be transmitted. The metonymic dimension is preserved
in the use of images even when it is being abandoned in respect
of the creation of them. Since we are as likely nowadays to encounter
the images of Christian art in an art museum (or if in a church,
in a church-as-a-site-of-tourism) it is perhaps particularly important
to emphasize the ritual role associated with them before aesthetic
distance was invented and in places where it has not intruded. The
attentive visitor to a Catholic church will soon become aware that
tactile responses to, say, a sculptural representation of a holy
figure have not disappeared for everyone, [44] but in the museum
physical contact with art works is explicitly taboo.
Contact with
the image can be effected in a variety of ways. Touching is common,
but ingestion also occurs. Freedberg [45] mentions the eating of
paper images obtained from pilgrimage shrines, and in one story
a fragment of the original artwork is used - plaster scraped from
a fresco depicting Sts. Cosmas and Damian being mixed with water
to form a health-giving potion. This latter method offers an extreme
example of somatic contact with the holy body, [46] calling to mind
the Eucharist. [47]
A parallel with
relics is seen in cases where some intermediary object is required
to transfer the image's miracle- working power. Earlier I noted
how images could function as means of transmitting the power of
relics, and here we can consider cases where images (now increased
in status) themselves make use of such subsidiary materials. Two
examples can be found in the Life of Theodore of Sykeon: [48] on
one occasion he is said to have been cured of the bubonic plague
by drops of dew which fell on him from an image of Christ which
happened to have been above him in a Church, and on another he prayed
in front of an image famous for exuding a sweet-smelling oil, with
the result that oil gathered into a bubble and poured down into
his eyes. Even the miraculously-created mandylion required an intermediary
of this kind to perform its feat of protecting Edessa from the Persian
siege. Water which had been sprinkled on the face of the image was
applied to a fire which then consumed an artificial hill the Persians
had been building as an assault tower. [49]
Parallel to
the role played by dew, oil and water in the stories recounted above
is a particular category of intermediary material associated with
images, that of bodily substances secreted by or otherwise extracted
from images. Calvin talks of crucifixes at Salvatierra and Orange
on which beards are said to grow, and others that are said to shed
tears, [50] and these certainly illustrate the phenomenon I am describing.
Other illustrations are found in stories where images bleed when
attacked. In Writing in Gold, Robin Cormack notes that this is said
to have occurred in the case of an image of Christ at Berytus, and
with a mosaic of the Virgin and Child on Cyprus. David Freedberg
notes accounts of the same thing happening in the case of the Madonna
dell`Arco (near Naples) after it had been hit by a ball thrown by
a young man. [51] Clearly actual bodily products would provide a
greater degree of indexical proximity than mere water or oil, and
are therefore preferable. They have the advantage of demonstrating
the presence of the represented holy figure in the image, are themselves
miraculous products as opposed to being merely miracle-working.
In the case of Christ and the Virgin this habit of producing bodily
relics would, of course, have been particularly welcome, because
of the (aforementioned) scarcity of the latter due to bodily assumption
into heaven. From holy bodies producing images we have moved to
a consideration of images producing holy bodies, or at least their
fluids and other associated materials. [52]
The proximity
of art objects to relics, and the gradual draining of power from
one to the other which this enables, can also be seen in the case
of a category of art object not yet considered, namely the reliquary.
Early examples of this kind of object are provided by the ampullae
used by pilgrims to carry away oil from holy sites. Strictly speaking,
these are containers for secondary relics, making it possible for
a liquid substance to fulfill such a role. The support they give
is more than purely physical, however: they tend (from the fifth
century, according to Andre Grabar) [53] to be decorated with images
which provide iconic assistance to the relic's task of making the
holy body present. An ampulla bearing an image of St. Menas, for
example, helps sustain the relatively weak indexical link of its
contents to that saint, enables visualization of him.
Reliquaries
in the sense in which the term is normally understood come into
prominence in a later period, and although the desire for portability
continued to be a factor influencing their design (with pendant
and ring forms being amongst those adopted) this did not preclude
the employment of images any more than it had in the case of the
ampullae. A reliquary-pendant in the collection of the Victoria
and Albert Museum depicting Catherine of Alexandria on the front
(inventory number M 350- 1912) illustrates this quite clearly.
More interesting
to consider, however, are those cases where iconicity begins to
play a more active role - affecting the form of the reliquary as
a whole, as opposed to being merely embodied in marks inscribed
upon its surface. This happens when the reliquary takes the shape
of the part of the saint's body that it is supposed to contain,
as in the 13th century Flemish hand reliquary, also from the Victoria
and Albert Museum (inventory number M 353-1956). In the case of
this type of reliquary the container iconically represents its content,
supplementing the illegible remains inside through its idealized
image of them. The primacy of those remains is indicated by the
presence of holes in the reliquary enabling contact with it to be
sustained: the partial iconic representation of the saint's body
is not adequate in isolation, it cannot completely envelop the relic.
Iconicity arguably
performs an even more useful service as a supplement to indexicality
in the case of head or bust shaped reliquaries, given the importance
of this part of the body in conveying a sense of personality. The
Metropolitan Museum's reliquary head of St. Yrieix (Limoges, c1220-1240)
originally contained the saint's skull, which would have offered
a relatively powerful indexical link but one lacking the facial
features this reliquary cover is able to provide. In this instance,
in contrast to the arm reliquary, one is tempted to see the outer
silver and parcel gilt covering not so much as a replication of
its contents as a substitute for the flesh which was the skull's
original `container`. As with the arm reliquary, a route of direct
access to the relic is preserved: a grill in the top and hole in
the wooden interior core permit viewing. The frequent utilization
of transparent materials such as crystal in reliquaries must be
motivated in part by the desire to preserve access to the relic
whilst permitting formal elaboration (including iconic effects)
to proceed.
The type of
reliquary in which iconicity gains the greatest degree of power
is that in which the entire figure is represented. Here we see the
same pattern as with the miraculous images already discussed: iconicity,
which began as the servant of indexicality, has attained with time
to a dominance over the latter. The statue of St. Foy at Conques,
perhaps the oldest [54] surviving large-scale free-standing Christian
sculpture in Western Europe, exemplifies this kind of reliquary.
Containing the remains of the saint which had been stolen from the
town of Agen (the skull is in the head part of the statue) [55]
it nevertheless radically exceeds what is necessary to provide a
container for its contents, or an idealized `artist's impression`
of them. It iconically presents the whole of which the relic is
the fragment.
Contemporary
literary evidence relating to the cult of St. Foy indicates the
extent of her influence on her environment, the degree to which
she was felt to be an active presence in Conques. [56] She is recorded
as performing miracles to cure illness or to release captives, for
instance. Bernard of Angers (sent by the Bishop of Chartres to investigate
the saint's cult) displays his initial scepticism concerning the
statue by the careful wording of the prayer he made on approaching
it: `St. Faith [Foy], part of whose body is present here enshrined
in this likeness, help me in the day of judgment`. [57] Nevertheless,
there is evidence which suggests that perhaps less theologically
refined observers saw St. Foy as being present in her statue and
not merely in her relics. People claimed, for instance, that the
statue was alive and looking at them, or that the saint had appeared
to them in a vision in the form of her statue.
According to
Benedicta Ward, the statue of St. Foy at Conques was kept above
the high altar, and pilgrims were allowed access to it at all times.
Not only, however, was the statue a focus for pilgrimage (the movement
of people wishing to be in her miracle-working presence), she herself
was often on the move, abolishing spatial barriers to her presence
through her own initiative. When taken out in a procession (which
might last all day) the statue would be accompanied by music. Much
revenue would be raised on these excursions, with miraculous cures
occurring not just to those who saw her, but even at the places
where she had rested on her journeys. On one occasion the mobility
of the St. Foy image enabled her to be moved into the cloisters
to quell a riot there [58], and in the early eleventh century she
even attended a synod called by Bishop Arnaldus of Rodez. [59]
The reliquary
statue of St.Foy at Conques is not an isolated phenomenon - many
further examples still exist and textual evidence points to the
one-time existence of others. Bernard of Angers, writing of the
St. Foy statue says that `it is an old usage and ancient custom
in the whole country of the Auvergne, whether in the Rouergue or
Toulouse, and in all the country around, for a statue to be set
up either of gold or silver or of some other metal, in which the
head of the saint or some other part of the body is preserved with
reverence`. [60] From an early manuscript by Gregory of Tours [61]
comes evidence of a statue of the Virgin which contained some of
her hair, as well as drops of her milk and pieces of her clothing.
This reliquary statue was constructed of a gold covering over (like
the St Foy statue) a wooden core. It had been made for Bishop Stephen
II in about 946 (that is, before even the St. Foy image) [62] and
existed at one time in the Clermont-Ferrand cathedral treasury.
[63]
The Clermont-Ferrand
Madonna appears to have been a forerunner of the Throne of Majesty
type of sculpture, which Ilene Forsyth refers to as `the cult statue
of the middle ages, because in it divine presence seemed more fully
concentrated`. [64] Many examples of this sedes sapientiae type
(such as the Metropolitan Museum's Twelfth Century Morgan Madonna)
also contain reliquary compartments. This is particularly so of
the earlier examples, indicating a role for relics in making sculpture
in the round acceptable in the Christian context. [65] That later
sculptures are less likely to contain relics can be regarded as
evidence that those images had taken over some of the functions
of the relics, that the iconic means of evoking presence was becoming
established. [66]
Forsyth`s account
of the Throne of Wisdom images emphasizes the extent to which these
statues were felt to embody their referents, to act as a valid substitute
for them, and shows how they are able, for this reason, to function
as active social entities. In many ways they fulfill the range of
functions which I have previously noted had been undertaken by relics,
for example by fundraising for the community which owned them [67]
or acting as protectors against outside forces. Furthermore, just
as an oath could be taken on a relic so too it could be taken before
a statue of the Madonna: prior to the Sixteenth Century, knights
swore feudal oaths in the presence of the golden Madonna of Hildesheim.
[68] These statues, however, also functioned to embody presence
in ways unavailable to relics because of their lack of iconic qualities.
Forsyth convincingly argues for instance that they would have played
a part in liturgical drama: `A most appropriate role for the statue
was that of the enthroned Madonna and Child in the Officium Stellae,
a medieval play which was performed at the Epiphany to commemorate
the Adoration of the Magi. As participants in this play the revered
wood figures of Mary and the Christ Child were presiding presences,
witnessing the mimetic re-enactment of the visit of the three kings.
They received the homage and offerings of high clerics dressed as
the Kings in the realistic dramatization which preceded the drama
of the Mass itself at the feast of Epiphany`. [69]
Thanks in part
to the reliquary statue, even in the Western church the status of
the image eventually became more assured and its use more widespread.
Nevertheless, in those later periods which can be thought of as
high points of Christian artistic culture some indexical backing
for this predominantly iconic means can still be seen. Even when
an image does not have a miraculous origin or house a relic it is
often created for a specific site close to where a relic can be
found, such as a chapel containing a saint's remains.
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